33 SIE Test Questions found here [ Ссылка ]
Links to larger topics are found in the time stamp for that topic in this video
Time stamps:
00:00 Intro
6:47 RTFQ!!! Read The Full Question
7:29 RTFA!! Read The Full Answer Set
10:21 Read the last sentence first
11:06 Project the correct answer
12:33 Process of elimination
20:13 Sesame Street. One of these things is not like the other
21:52 T or F next to answer
23:05 Too long to be wrong
24:10 Guess "B" and move on
26:12 1,2,3 to remember accredited investors
27:50 Customer buy high and sell low
Know your bid from your ask [ Ссылка ]
29:36 ABC for Agent Broker Commission or Advice Business Compnsation
31:19 Three As. Action, Asset, Amount NOT time and price
32:51 Splits more shares at a lower price or less shares at a higher price
34:07 Govies are Goofy......
35:43 '33 Act is paper/prospectus and '34 Act is people/places
36:30 Primary versus Secondary
37:42 144 to remember 144
38:56 DATO 15 for option account sequence
40:20 Other People Monies Count to remember order flow of a clearing firm
42:40 DERP to remember chronological order of dividend process
44:03 DIE 90 for flow though of mutual funds and REITs
444:56 Teeter Totter or See Saw Bonds and interest rates [ Ссылка ]
47:15 SLoBS over BLiSS [ Ссылка ]
Options [ Ссылка ]
48:33 CALL UP or PUT DOWN to remember breakevens and intrinsic value
51:22 Option Matrix
