Can I sell a security in a state? The series 63 exam and the series 66 exam will definitely ask you questions on whether a security is allowed to be sold in the state. The biggest question is is it exempt or is it an exempt transaction or does it have to be registered. Back up? The series 66 exam will have about 47% of the test covering registration of Securities and broker-dealers and Investment Advisors did this is a vital part of your series 66 exam study



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If you are looking for a Series 7 top off tutor please visit
www.capadvantagetutoring.com
If you are looking for materials you can get a 15% discount on STC materials by using this link
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If you are looking for an out of this world supplement go to:
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Kindle Unlimited has some free resources for members
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Series 7 for Dummies--[ Ссылка ]
Series 7 for Dummies Questions -- [ Ссылка ]
Series 6 questions-- [ Ссылка ]
Series 6 book by Wiley -- [ Ссылка ]

Michael Lewis ( love his take on finance )
Liars poker [ Ссылка ]
Flash Boys [ Ссылка ]
Money Culture [ Ссылка ]
PANIC!! [ Ссылка ]
Ray Dalio
Big Debt Crisis [ Ссылка ]
1980s Insider Trading Scandal ( I read this 2 or 3 times ) it’s NOT the movie ha-ha
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