Vernon Litigation and Attorney Kristian Kraszewski have filed a multi-million dollar FINRA arbitration claim against LPL Financial, LLC and Wells Fargo Clearing Services, LLC, alleging that Chicago-based registered representative Richard Allen Ceffalio Jr. (CRD#2619565) engaged in wrongdoing due to improper supervision, causing millions in damages to clients.
The claim involves allegations of inappropriate options trading, over concentrated stock positions, and inappropriate movement of money between accounts.
If you have information about Ceffalio's activities at LPL or Wells Fargo, or if you or someone you know has suffered significant financial damage due to the actions of Ceffalio or any other financial professional, contact Vernon Litigation Group for a confidential, no-charge consultation to discuss your rights.
For more information, Call our firm today at 239-319-4434, or chat with us on our website www.vernonlitigation.com.
