Certificate in Trade Compliance and Export Controls (Course Trailer) - Financial Crime Academy

COURSE CURRICULUM

Module 1: Introduction to Trade
● Introduction to this Module
● Introduction to Trade
● What are Imports and Exports
● Overview of Export Documentation and Exporter CDD/KYC
● Export Transactions – Open Account and Documentary Collections
● Trade Process and Export Transaction
● Case Study: Defining Broader Export Controls by a Bank
● Module Summary
● Multiple Choice Quiz

Module 2: Introduction to Trade Compliance
● Introduction to this Module
● What is Compliance?
● What is Trade Compliance?
● Overview of Trade-Based Anti-Money Laundering Requirements
● Overview of FATF Guidance on Trade-Based Money Laundering
● Risks Involved in Trade Transactions and Dealing with Those Risks
● Case Study: Planning and Monitoring Trade Transactions
● Module Summary
● Multiple Choice Quiz

Module 3: Overview of Trade-Based Money Laundering
● Introduction to this Module
● What is Money Laundering? What are Predicate Offenses?
● Exemplary Methods of Money Laundering
● Stages of Money Laundering
● Overview of Trade-Based Money Laundering
● Different Methods of Trade-Based Money Laundering Used by Criminals
● Case Study: How an Organization Performs its Trade Transactions Monitoring
● Module Summary
● Multiple Choice Quiz

Module 4: Trade-Based Anti-Money Laundering Program Requirements
● Introduction to this Module
● Governance Structure and Oversight of Trade Transactions
● What Red Flags are Considered in Trade Transactions
● Role of TBAML Management Committee
● Development and Implementation of TBML Policies and Procedures
● TBAML Reviews and Reporting
● Case Study: Trade-Based AML/KYC Documentation
● Module Summary
● Multiple Choice Quiz

Final Assessment

Completing the Program

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